Version in force , Modified +655 −30§
Amended by Regulation (EU) 2024/2809 32024R2809 on EUR-Lex (external, EUR-Lex)
Explanation, written by a model and checked against the cited text
The cross-reference in paragraph 1(a) for the categories of issuers changed from points (a) to (d) of Article 15(1) to points (a) to (d) of the first subparagraph of Article 15a(1), and paragraph 2(a) now refers to Articles 14a and 15a instead of Articles 14 and 15.
A new paragraph 3 was added requiring ESMA to include, in addition to the paragraph 1 and 2 requirements, an analysis of the use of the exemptions referred to in Article 1(4) first subparagraph points (da) and (db) and Article 1(5) first subparagraph point (ba), including statistics on documents filed with competent authorities, plus statistics on universal registration documents filed under Article 9.
Cited: Art. 47, v2 (external, EUR-Lex) · Art. 47, v1 (external, EUR-Lex)
v1 is the previous version, v2 this one.
Text from EUR-Lex, before and after
Previous version, in force 9 January 2024 02017R1129-20240109 → this version, in force 4 December 2024 02017R1129-20241204
Article 47
ESMA report on prospectuses
1. Based on the documents made public through the mechanism referred to in Article 21(6), ESMA shall publish every year a report containing statistics on the prospectuses approved and notified in the Union and an analysis of trends taking into account:
(a) the types of issuers, in particular the categories of persons referred to in Article 15a(1), first subparagraph, points (a) to (d) of Article 15(1); and (d);
(b) the types of issuances, in particular the total consideration of the offers, the types of transferable securities, the types of trading venue and the denominations.
2. The report referred to in paragraph 1 shall contain in particular:
(a) an analysis of the extent to which the disclosure regimes set out in Articles 14 14a and 15 15a, and the universal registration document referred to in Article 9 9, are used throughout the Union;
(b) statistics on base prospectuses and final terms, and on prospectuses drawn up as separate documents or as a single document;
(c) statistics on the average and overall consideration of offers of securities to the public subject to this Regulation, by unlisted companies, companies whose securities are traded on MTFs, including SME growth markets, and companies whose securities are admitted to trading on regulated markets. Where applicable, such statistics shall provide a breakdown between initial public offerings and subsequent offers, and between equity and non-equity securities;
(d) statistics on the use of the notification procedures of Articles 25 and 26, including a breakdown per Member State of the number of certificates of approval notified in relation to prospectuses, registration documents and universal registration documents.3. In addition to the requirements set out in paragraphs 1 and 2, ESMA shall include in the report referred to in paragraph 1 the following information:
(a) an analysis of the extent to which the exemptions referred to in Article 1(4), first subparagraph, points (da) and (db), and in Article 1(5), first subparagraph, point (ba), are used throughout the Union, including statistics on the documents referred to in those Articles that have been filed with competent authorities;
(b) statistics on the universal registration documents referred to in Article 9 that have been filed with competent authorities.