Art. 3

in force 2026-06-05 MODIFIED±0§

Amended by Regulation (EU) 2024/2809 32024R2809

applies from: unknown

Sources disagree, and there is no text on either side — the amending act's instructions found this change; the text comparison finds no difference in the provision's text and the EU's own amendment metadata does not list it. All are shown; none is overruled.

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in force 2024-12-04 MODIFIED§

Amended by Regulation (EU) 2024/2809 32024R2809

applies from: unchanged

The definition numbered (35) for investment recommendations now ends with a semicolon rather than a full stop, and a new point (36) has been added defining systematic internaliser by reference to Article 4(1), point (20), of Directive 2014/65/EU.

This new point (36) did not appear in the earlier version of Article 3(1)(1).

Cited: Art. 3, v2 · Art. 3, v1

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in force 2016-07-01 MODIFIED§

Amended by Regulation (EU) 2016/1011 32016R1011 · Regulation (EU) 2016/1033 32016R1033

applies from: unchanged

Sources disagree about what is listed, not about the text — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

In point (d) of Article 3(1)(26), the phrase listing conditions for a legal person, trust or partnership to count as closely associated was changed by inserting the word "or" before "which is directly or indirectly controlled by such a person" and again before "which is set up for the benefit of such a person", turning the previously comma-separated list into a list joined by "or".

Cited: Art. 3, v1 · Art. 3, v2

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