emendrix

Art. 10a

Capital Requirements Regulation · 32013R0575 · every event for this act · on EUR-Lex

Application of prudential requirements on a consolidated basis where investment firms are parent undertakings

2 changes recorded across 2 events, newest first.

in force 2024-07-09 MODIFIED+65 −23

Amended by Regulation (EU) 2024/1623 32024R1623

applies from: unchanged

The provision now also includes investment holding companies alongside investment firms as entities that can be considered parent financial holding companies or EU parent financial holding companies, whereas before it referred only to investment firms.

The term "Union parent financial holding companies" was changed to "EU parent financial holding companies", and the introductory phrase was shortened from "For the purposes of the application of this Chapter" to "For the purposes of this Chapter".

Cited: Art. 10a, v1 · Art. 10a, v2

text before / after

02013R0575-20240109 → 02013R0575-20240709

Article 10a Application of prudential requirements on a consolidated basis where investment firms are parent undertakings For the purposes of the application of this Chapter, investment firms and investment holding companies shall be considered to be parent financial holding companies in a Member State or Union EU parent financial holding companies where such investment firms or investment holding companies are parent undertakings of an institution or of an investment firm subject to this Regulation that is referred to in Article 1(2) or (5) of Regulation (EU) 2019/2033.

in force 2021-06-28 INSERTED

Amended by Regulation (EU) 2019/2033 32019R2033 · Regulation (EU) 2019/876 32019R0876 · Regulation (EU) 2021/558 32021R0558 · Regulation (EU) 2020/873 32020R0873

applies from: unknown (an inserted provision states its own application date only in prose)

Sources disagree about what is listed, not about the text — the text comparison found this change; the EU's own amendment metadata does not list it. Both are shown; neither is overruled.

A new Article 10a has been added, providing that investment firms are to be treated as parent financial holding companies in a Member State or as Union parent financial holding companies when they are parent undertakings of an institution or of an investment firm subject to the Regulation as referred to in Article 1(2) or (5) of Regulation (EU) 2019/2033.

Cited: Art. 10a, v2

text before / after, on the event page →