Art. 1

in force 2025-07-01 MODIFIED±0§

Amended by Regulation (EU) 2024/1620 32024R1620

applies from: unknown

Sources disagree, and there is no text on either side — the EU's own amendment metadata and the amending act's instructions found this change; the text comparison finds no difference in the provision's text. All are shown; none is overruled.

No explanation shipped — the structural diff did not see this change, so it carries no text; another signal named the unit and the disagreement ships marked disputed.

in force 2024-12-24 MODIFIED§

Amended by Regulation (EU) 2024/2987 32024R2987 · Regulation (EU) 2023/1114 32023R1114

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2012-07-04, 2023-05-31

The list of legislative acts within the Authority's scope of action in paragraph 2 now includes Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories, and Regulation (EU) 2023/1114 on markets in crypto-assets, neither of which appeared in the earlier list.

The description of persons to whom those acts apply, alongside firms providing investment services and collective investment undertakings marketing their units or shares, now also names issuers or offerors of crypto-assets, persons seeking admission to trading, and crypto-asset service providers.

Cited: Art. 1, v2 · Art. 1, v1

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in force 2020-01-01 MODIFIED§

Amended by Regulation (EU) 2019/2175 32019R2175

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2010-11-24, 2014-05-15, 2015-05-20, 2017-06-14

The list of directives and regulations defining the Authority's scope in paragraph 2 was revised, dropping references such as Directive 2003/6/EC, Directive 2003/71/EC, Directive 2004/39/EC and Directive 2006/49/EC, and adding references to Directive 2011/61/EU, Directive 2014/65/EU, Regulation (EU) 2017/1129 and a new passage on contributing to anti-money-laundering work under Directive (EU) 2015/849 and Regulation (EU) No 1093/2010.

Paragraph 3 was reworded to refer to financial market participants and to add consideration of sustainable business models and environmental, social and governance factors, and a new paragraph 3a was inserted stating that the Regulation applies without prejudice to other Union acts conferring authorisation or supervision functions and powers on the Authority.

Paragraph 5 was expanded with a new objective at point (g) on supervisory convergence, altered wording on customer and investor protection, additional language on acting in a non-discriminatory, transparent and proportionate manner and on the content and form of the Authority's actions, and a new paragraph 6 was added establishing a Committee to advise the Authority on accounting for sectoral differences.

Cited: Art. 1, v1 · Art. 1, v2

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in force 2011-07-21 MODIFIED§

Amended by Directive 2011/61/EU 32011L0061

applies from: unknown (the text changed beyond its dates, so no date that moved can be read as the application date)

dates added to the text: 2011-06-08

Sources disagree about what is listed, not about the text — the text comparison and the amending act's instructions found this change; the EU's own amendment metadata does not list it. All are shown; none is overruled.

The reference to "any future legislation in the area of Alternative Investment Fund Managers (AIFM)" in paragraph 2 has been replaced with a specific reference to Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers, with its Official Journal citation.

Cited: Art. 1, v1 · Art. 1, v2

text before / after, on the event page →