Credit Rating Agencies Regulation · 32009R1060 · every version of this act · on EUR-Lex (external, EUR-Lex)
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Amended by Regulation (EU) 2017/2402 32017R2402 on EUR-Lex (external, EUR-Lex) · Regulation (EU) No 462/2013 32013R0462 on EUR-Lex (external, EUR-Lex)
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Amended by Regulation (EU) No 462/2013 32013R0462 on EUR-Lex (external, EUR-Lex)
Applies from: not readable why
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A source lists it, but there is no text to show — the EU's own amendment metadata and the amending act's instructions found this change; the text comparison finds no difference in the provision's text. Two sources name it, and neither carries any text. All are shown; none is overruled.
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Amended by Regulation (EU) No 462/2013 32013R0462 on EUR-Lex (external, EUR-Lex)
Applies from: no date changed
Explanation, written by a model and checked against the cited text
Paragraph 1 now covers rating outlooks alongside credit ratings, and it adds shareholders to the list of persons whose conflicts of interest must not affect the issuing of a rating or rating outlook.
Paragraph 3 extends the set of exemptible requirements in Section A of Annex I to include point 9 alongside points 2, 5 and 6.
A new paragraph 4 is added requiring credit rating agencies to establish, maintain, enforce and document an internal control structure and standard operating procedures on corporate governance, organisation and conflict-of-interest management, with periodic monitoring and review of those procedures.
Cited: Art. 6, v1 (external, EUR-Lex) · Art. 6, v2 (external, EUR-Lex)
v1 is the previous version, v2 this one.
Text from EUR-Lex, on this version's page
Amended by Regulation (EU) No 513/2011 32011R0513 on EUR-Lex (external, EUR-Lex)
Applies from: no date changed
Explanation, written by a model and checked against the cited text
In the first sentence of Article 6(3), the actor empowered to exempt a credit rating agency from certain requirements changes from the competent authority of the home Member State to ESMA.
Correspondingly, the sentence on ensuring that at least one credit rating agency in a group is not exempted now names ESMA as the actor performing that role instead of competent authorities.
Cited: Art. 6, v1 (external, EUR-Lex) · Art. 6, v2 (external, EUR-Lex)
v1 is the previous version, v2 this one.
Text from EUR-Lex, on this version's page