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Provision history · Credit Rating Agencies Regulation

Annex II · INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION

Credit Rating Agencies Regulation · 32009R1060 · every version of this act · on EUR-Lex

1 change recorded across 1 version, newest first.

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Version in force Modified +5 −9

Amended by Regulation (EU) No 462/2013 32013R0462 on EUR-Lex

Applies from: no date changed

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Found in the text, but not every source lists it — the text comparison found this change; the EU's own amendment metadata does not list it and the amending act's instructions do not mention it. Only the text comparison found it. All are shown; none is overruled.

Explanation, written by a model and checked against the cited text

In item 1, the reference to the registered office location changes from 'within the Community' to 'within the Union'.

The remaining items in the list of information to be provided are unchanged in substance.

Cited: Annex II, v1 · Annex II, v2

v1 is the previous version, v2 this one.

Text from EUR-Lex, before and after

Previous version, in force 21 July 2011 02009R1060-20110721 → this version, in force 20 June 2013 02009R1060-20130620

ANNEX II INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION 1. Full name of the credit rating agency, address of the registered office within the Community Union 2. Name and contact details of a contact person and of the compliance officer 3. Legal status 4. Class of credit ratings for which the credit rating agency is applying to be registered 5. Ownership structure 6. Organisational structure and corporate governance 7. Financial resources to perform credit rating activities 8. Staffing of credit rating agency and its expertise 9. Information regarding subsidiaries of credit rating agency 10. Description of the procedures and methodologies used to issue and review credit ratings 11. Policies and procedures to identify, manage and disclose any conflicts of interests 12. Information regarding rating analysts 13. Compensation and performance evaluation arrangements 14. Services other than credit rating activities, which the credit rating agency intends to provide 15. Programme of operations, including indications of where the main business activities are expected to be carried out, branches to be established, and setting out the type of business envisaged 16. Documents and detailed information related to the expected use of endorsement 17. Documents and detailed information related to the expected outsourcing arrangements including information on entities assuming outsourcing functions.